Toolkit for Investment advisers
Are you an investment adviser and you want to make your business ready for FIDLEG / FINIG? Make use of our Loyens & Loeff FIDLEG / FINIG Toolkits: Our regulatory experts support you with the implementation of FIDLEG / FINIG with a specific view to your business model at a fixed rate.
Our package for investment advisers includes
- Initial meeting with our experts.
- Review and analysis of compliance with licensing requirements
- Review and amendment of articles of association (if necessary).
- Draft of organizational regulations.
- Draft or update internal directives.
- Checklist on new investor protection rules.
- Use of our templates regarding client onboarding.
- Draft and file registration.
Contact
If you need any additional service or advice, please contact us in person. We are committed to provide tailored services at highest standards while ensuring full transparency and predictability of fees.
Andrea Huber
Attorney at law Local PartnerAndrea Huber, attorney at law, is a local partner in our Zurich office. She focuses on banking, in particular asset and wealth management, financial services and regulatory, capital markets and derivatives.
T: +41 43 434 67 28 M: +41 79 671 30 18 E: andrea.huber@loyensloeff.com
SandroGermann
Attorney at law AssociateSandro Germann is an associate in our Zurich office. He focusses on corporate and commercial law, banking and finance matters, M&A transactions, regulatory proceedings and internal investigations, cross boarder and compliance matters, private equity and money laundering.
T: +41 43 434 67 36 E: sandro.germann@loyensloeff.com
LeaHungerbühler
Attorney at law AssociateLea Hungerbühler, attorney at law, is an associate in our Zurich office. She focusses on Swiss and European Union financial services regulation and in banking and investment law.
T: +41 43 434 67 18 M: +41 79 478 35 53 E: lea.hungerbuehler@loyensloeff.com
JudithRaijmakers
Attorney at law PartnerJudith Raijmakers, attorney at law, is a partner in our Zurich and Luxembourg offices. She focusses on finance transactions including acquisition financing, asset financing, real estate and transportation financing, debt (re)structuring and debt issuances.
T: +41 43 434 67 24 M: +41 79 870 91 03 E: judith.raijmakers@loyensloeff.com
