FIDLEG / FINIG
Are you ready for FIDLEG / FINIG and MiFID II? These two acts will impact the business of any financial service provider drastically. Loyens & Loeff provides you with tailored solutions to get ready for the implementation of this new regulation scheduled to take place mid-2019. Our experienced team of experts can assist you implement the new requirements and support you with the ongoing compliance obligations.
New Fintech regulation – Banking license “light”
MiFID II/MiFIR: Impact on Swiss financial institutions as of 3 January 2018
Swiss investment advisers should review their business model
The new regulatory framework will raise various issues in terms of authorization requirements as well as ongoing compliance with new prudential rules for different financial services providers. We provide you guidance in the jungle of the changing regulatory environment by reviewing your business model against the regulatory requirements, submitting licensing applications, updating your internal guidelines and supporting you with any other questions that might arise.
Our team consists of experts with longstanding experience in regulatory matters, in particular in licensing procedures before FINMA and compliance issues. Our international team has a broad range of practical knowledge of the implementation of MiFID II / MiFIR in the EU. Since FIDLEG is closely aligned to these acts, we may support you with best practice solutions, adapted to Swiss circumstances.
Advice beyond borders
Financial services do not stop at the border. The same holds true for our advice: In addition to supporting you with the implementation of Swiss regulatory requirements, we offer you solutions for your cross-border business which abide with EU standards. We have EU law experts specialised in the application of MiFID II / MiFIR in our office in Belgium, Luxembourg and the Netherlands with whom we work closely giving you one point of contact for all your Benelux and Swiss regulatory matters.
LeaHungerbühlerAttorney at law Associate
Lea Hungerbühler, attorney at law, is an associate in our Zurich office. She focusses on Swiss and European Union financial services regulation and in banking and investment law.T: +41 43 434 67 18 M: +41 79 478 35 53 E: firstname.lastname@example.org
JudithRaijmakersAttorney at law Partner
Judith Raijmakers, attorney at law, is a partner in our Zurich and Luxembourg offices. She focusses on finance transactions including acquisition financing, asset financing, real estate and transportation financing, debt (re)structuring and debt issuances.T: +352 466 23 02 08 M: +352 691 96 31 37 E: email@example.com
Andrea HuberAttorney at law Local Partner
Andrea Huber, attorney at law, is a local partner in our Zurich office. She focuses on banking, in particular asset and wealth management, financial services and regulatory, capital markets and derivatives.T: +41 43 434 67 28 M: +41 79 671 30 18 E: firstname.lastname@example.org